NN Group Reaches 300 Million-Euro SettlementBy topmanagerJanuary 9, 20240 NN Group, the Dutch insurance and asset-management group, has reached a settlement of 300 million euros ($328 million) related to…
Hightower Securities Resolves Misconduct AllegationsBy topmanagerJuly 9, 20230 Hightower Securities, the broker-dealer of Hightower, a prominent registered investment advisor aggregator based in Chicago, has agreed to pay more…